Evolution of 17a-4(f) Record Preservation Requirements
Learn how Archive360's Open, Unified Archive is the go-to solution for the financial services industry. Our information management platform was designed to meet the new regulatory data management and storage requirements.
Archive360 and the new requirements
The Archive360 Open Archiving Solution has long been the go-to solution for the financial services industry, with customers spanning the world’s largest banks and brokerages. Because of how our cloud-native information management platform was designed, our solution already meets the new regulatory data management and storage requirements.
The Archive360 solution stores and manages regulated data in a secure and fully audited environment that guarantees that each record under management is protected from any changes to the original record and can be considered the “copy of record.” If an archived record is exported and updated, it will be archived as a new record, ensuring the original and its metadata are preserved.
Additionally, all activity – sign-ins, mouse clicks, and all other activity is fully audited and reportable. This audit and report data is immutably secured, even from administrators, stored and is a complete log of all activity within the system ensuring compliance with the SEC audit-trail requirements.