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SEC Rule 17a-4: Removing the WORM Requirement
November 22, 2022
Under the amendment to SEC Rule 17a-4, anyone using an electronic records management system must meet either the WORM or the audit-trail requirement.
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Platform
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Platform OverviewAI-ready data management, compliance, & discovery
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GovernanceUnified governance for all data types across multiple systems
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ComplianceConsistent legal, regulatory & operational data compliance
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SecurityZero-trust, least privilege security by design
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Analytics & AITrustworthy analytics - and AI-ready data
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Platform ProcessArchive and govern critical data at petabyte scale
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1. CollectCompliantly capture all data types from wide range of sources
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2. ManageClass-based, policy-driven management of data lifecycle risk & value
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3. AccessPolicy-driven access controls at the file and field-level
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